CUSTOMER CARE NO : 01143180323, 326, 346TOLL FREE NO : 1800 103 1055
             

   Checklist: NSE

A. CHECK LIST FOR INDIVIDUALS


Please provide the below listed documents:
Documents Identity Address Signature Bank Proof DP Proof
with signature PAN card.
List/Holding Statement Not more than 2 months old)Client Master.
Passport(Clear copy of Name,Address & Photo).
Driving Licence(Clear copy of Name,Address & Photo).
Voter's Identity card(Both Front and Back).
Bank Passbook/Bank Statement.
Along with bank Statement or bank Passbook Cheque leaf.
Rent Agreement.
Water, Landline Telephone Bill(MTNL/BSNL)(Not more than 2 months old) Electricity.

B. CHECK LIST FOR CORPORATE & PARTNERSHIP FIRM


Compulsory Requirement
Compulsory Documentary requirements for company firms and others. Corporate and Body incorporate Partnership Firm
Of Company/Firm/Partners/Directors Pan Card.
Certified copy of fiinancial Statements (Balance sheet, Profit & Loss account) for last 2 years.
IT return (Partnership firm and Companies) Latest field.
Certificate duly certified Accountant Networth.
of address proof(Agreeement of Sale/Leave and License Agreement, Verified copy Bank Statement/Electricity & Telephone bill and any document registered with registrar of companies).
Cheque leaf with name and A/c no. printed cancelled.
Certified copy of latest chareholding parttern including those holding 5% or more in the share capital of the company/List of Diretors.
NA
Certified copy of MOA and AOA, Partnership deed in case of firm.
Certified copy of DP detail(HOlding Statement and client master but not more then 2 motnh old).
Certified copy of resolution of board of directors approving trading in equity/derivatives/ Currency derivative and naming authorized persons for dealing in securities.
Deed along with list of partners duly certified Partnership. NA
Form 32 along with ROC receipt in case of change in Director.
NA
Form 18 along with Roc reciept in case of address change of the company.
NA
Size photograph of all the Authorised officials/Authorised partners a passport

C. ADDITIONAL DOCUMENTS IN CASE OF PROPRIETORSHIP FIRM/HUF/MINOR


a. PROPRIETORSHIP FIRM
  • all documents as per common list proprietor.
  • Recent Passport size Photo of Proprietor.
  • Rubber stamp of firm required on every sign of Proprietor
  • Declaration on letterhead of the firm as per annexure attached.
  • DMAT account will be in the name of proprietor only.
  • Proprietor's name and relation verification on letterhead of bank by the Banker.
  • Certified copy of Balance sheet/Annual accounts for last two years.
  • Latest Income tax return copy of proprietor.
  • b. HUF
  • All documents as per Common list for both of HUF and it's Karta.
  • Undertaking letter signed by two Coparceners.
  • Resent Passport size Photo of Karta of HUF.
  • Rubber stamp of HUF required on every sign of Karta.
  • c. MINOR
  • All documents as per COmmon list for Minor and his/her Guardian.
  • Undertaking letter signed by the Guardian.
  • Recent Passport size Photo of both Minor and Guardian.

  • D. ADDITIONAL DOCUMENTS FOR TRADING IN DERIVATIVE SEGMENT


    Provide any one of Additional documents for Trading in Derivative Segment.
  • Copy of ITR acknowlegement.
  • Copy of annual Accounts.
  • Net
  • worth Certificate.
  • Bank account statement for last six months.
  • Copy of DMAT holding statement.
  • In case of Salaried persons Latest Salary Slip and Form 16 copy.
  • Any other relevant documents substantiating ownership of assets.
  • Self declaration along with relevent supporting.
    a. From above listed documents, collect any one or more document that will establish all proofs and make a"Yes" in all five columns).
    b. Please fill up the form in CAPITAL LETTERS.
    c. Please write your name as it appears in PAN/Bank proof in your documents. In case of any mismatch Declaration required.
    d. Form should be completed in all respects in own Handwriting by client only.
    e. Name, Address & Signature of witness on agreement part.
    f. Verification stamp with signature, name & date on the document collected. g. Please initial wherever overwriting is done.
    h. If any of above proof is in language other than hindi and english, Notarized copy for the same will only be accepted.
    i. Copy of Documentary evidence for address and identity proof of introducer.
    j. Copy of Balnce sheet and Profit & Loss account (Financial Statement) along with audit report is to be submitted every year.